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Covid 19 Update

In light of the new COVID-19 situation, the GTA has closed its office and training rooms to the public until further notice. The GTA team are working hard to move our portfolio of courses online and we will provide an update shortly. During this period please contact us via email [email protected].

Finance, AML & Compliance

ICA Specialist Certificate in Conduct Risk

Course details

Cost

£615

Length

Online self-study for 1-3 months. Commence this training at any time.

Course Overview

What does good conduct look like for a firm? What does it look like for customers? What are the impacts of poor conduct?

The ICA Specialist Certificate in Conduct Risk gives you the skills and tools to address these issues and will help you put a conduct framework in place.



Course Content

You will study this course in your own time and at your own pace, and you have up to 3 months to complete it.

You will learn:

  • Development of the conduct agenda
  • Core components of conduct risk
  • What does good conduct look like for a firm?
  • Know your responsibilities and accountabilities
  • What does good conduct look like for customers?
  • Meeting the customer's objectives ~ the outcomes-focused approach
  • What is 'fair'?
  • The importance of good market conduct
  • Requirements and why they are there
  • Impacts of poor market conduct
  • Understanding a conduct framework in practice - the Senior Managers & Certification Regime (UK)

You can request a copy of the full syllabus here.

Course Benefits

ICA Specialist Certificates are designed for anyone wanting focused yet accessible knowledge in specific areas of risk. They are suitable either for those working in the first and second lines of defence looking to certify existing specialist areas of knowledge, or for those looking to increase their professional agility by learning about new areas of risk.

Assessment

At the end of the course you will be assessed by means of a one hour multiple choice exam that is taken online.

This qualification is awarded in association with Alliance Manchester Business School, the University of Manchester and the course fee includes a printable certificate once you have completed the course.

Prerequisites

The course is specifically designed to be detailed yet accessible. Prior subject matter knowledge will be useful, but is not essential.

To get the most from the course, a good standard of English is required.

In order to study any ICA qualification you need to be a member of the ICA. The fee for ICA Affiliate Membership for one year is £75 payable to ICA and includes your assessment and access to invaluable knowledge resources that will help with your course as well as many other member benefits and services. You can apply for membership at the same time as you enrol for a course.

Next Steps

Whilst the GTA facilitates the training for ICA qualifications, you need to enrol online directly with the ICA. Scroll down when you reach this page and enter Guernsey when it asks ‘Where are you based?’ You can then follow the process to enrol.

Course Tutor

  • The International Compliance Association (ICA)

    The International Compliance Association (ICA) is the leading professional body for the global regulatory and financial crime compliance community. It is also the provider of internationally recognised, professional, certificated qualifications in anti-money laundering; governance, risk and compliance and financial crime prevention.

    Being a member of the ICA, a global community, is a mark of prestige and shows that you have reached a standard of excellence in your professional career.

Upcoming Courses

Some courses we run are scheduled based on demand. Please ensure you register your interest to ensure we know which courses you would like to attend.