An effective Compliance Monitoring Programme will be risk based and provide the company with assurances that the policies and procedures are being adhered to, identify any areas for remediation, report on findings and track remediation. This course will look at how you can establish and maintain an appropriate monitoring programme to meet regulatory obligations.
- The regulatory environment relative to monitoring
- Compliance obligations
- Development of the compliance monitoring programme
- Requirement to update
- How to report on the outcomes
- Dealing with remediation
This course will be of most benefit to those working within compliance and audit who are responsible for the establishment and/or maintenance of a compliance monitoring programme, as well as being suitable for those new to monitoring.
In attending this course you will come to fully understand:
- The regulatory environment in relation to monitoring
- The importance of monitoring
- How to develop a compliance monitoring programme
- How to prepare reporting and track remediation
If you would like to book a place on this course please click on the ‘Book Course’ button to the right of this page and login or register for a user account to complete your booking(s). Any queries please do not hesitate to contact us via [email protected] or call us on 01481 244570.
If no date is scheduled for this course at the present time please click on the ‘Register Interest’ button and login or register for a user account so that we can add you to our course interest register. This register allows us to contact our tutors and finalise dates for a course as soon as we have a few people who have expressed their interest, so the more delegates who register their interest, the sooner we can schedule a particular course.