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Course Overview
What does good conduct look like for a firm? What does it look like for customers? What are the impacts of poor conduct?
The ICA Specialist Certificate in Conduct Risk gives you the skills and tools to address these issues and will help you put a conduct framework in place.
Course Content
You will study this course in your own time and at your own pace, and you have up to 2 months to complete it.
You will learn:
- Development of the conduct agenda
- Core components of conduct risk
- What does good conduct look like for a firm?
- Know your responsibilities and accountabilities
- What does good conduct look like for customers?
- Meeting the customer's objectives ~ the outcomes-focused approach
- What is 'fair'?
- The importance of good market conduct
- Requirements and why they are there
- Impacts of poor market conduct
- Understanding a conduct framework in practice - the Senior Managers & Certification Regime (UK)
You can request a copy of the full syllabus here.
Benefits
ICA Specialist Certificates are designed for anyone wanting focused yet accessible knowledge in specific areas of risk. They are suitable either for those working in the first and second lines of defence looking to certify existing specialist areas of knowledge, or for those looking to increase their professional agility by learning about new areas of risk.
Prerequisites
The course is specifically designed to be detailed yet accessible. Prior subject matter knowledge will be useful, but is not essential.
To get the most from the course, a good standard of English is required.
In order to study any ICA qualification you need to be a member of the ICA. The fee for ICA Affiliate Membership for one year is £121 payable to ICA and includes your assessment and access to invaluable knowledge resources that will help with your course as well as many other member benefits and services. You can apply for membership at the same time as you enrol for a course.
Assessment
At the end of the course you will be assessed by means of a one hour multiple choice exam that is taken online.
ICA qualifications, where stated, are awarded in association with Alliance Manchester Business School, the University of Manchester.
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