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Finance, AML & Compliance

The Compliance Officer's Masterclass

Course details

CPD Points

4

Cost

£195

Length

Half day (09:00-13:00)

Course Overview

This course will visit all aspects of a compliance officer’s role, such as the responsibilities and duties in a financial services business in Guernsey.

It will examine the AML/CFT (anti-money laundering and combatting the financing of terrorism) framework in Guernsey and look at the regulatory frameworks in place.

It will also look at the role of the compliance officer and how to be an effective individual in that role.


Course Content

This course will look at the design and implementation of a compliance monitoring framework, board interaction, how you should report to the board and what information those boar reports should contain. Crucially, it will examine how to improve the compliance culture in your organisation and promote a positive attitude towards compliance. Finally, it will cover recent developments in Guernsey using case studies.

During this session topics covered will include:

  • What is compliance?
  • The role of a compliance officer
  • Duty, objective and responsibility
  • The AML/CFT framework in Guernsey
  • The regulatory framework in Guernsey
  • How to be an effective compliance officer
  • Compliance monitoring framework
  • Interacting with the board
  • Board reports
  • The compliance culture
  • Recent developments
  • Case Study


Course Benefits

You will leave the course with a renewed enthusiasm for your role, a tool kit of useful information and feel better equipped to deal with the day to day issues faced by compliance officers. You will also meet other compliance officers and have the chance to chat through any difficult specific cases.

Next Steps

If you would like to book a place on this course please click on the ‘Book Course’ button to the right of this page and login or register for a user account to complete your booking(s). Any queries please do not hesitate to contact us via [email protected] or call us on 01481 721555.

If no date is scheduled for this course at the present time please click on the ‘Register Interest’ button and login or register for a user account so that we can add you to our course interest register. This register allows us to contact our tutors and finalise dates for a course as soon as we have a few people who have expressed their interest, so the more delegates who register their interest, the sooner we can schedule a particular course


Upcoming Courses

Some courses we run are scheduled based on demand. Please ensure you register your interest to ensure we know which courses you would like to attend.