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Finance, AML & Compliance, Trust

Compliance CPD Series 2022 - Session Six – Managing your outsourcing risk

Course details

Start Date

18 July 2022

CPD Points

1

Cost

£45

Length

1 hour (12:30 to 13:30)

Location

GTA University Centre

Course Overview

Given the ongoing resource challenges in the Island more Firms are outsourcing activities to an external 3rd party or an internal group company. This session will look at the regulatory requirements and providing guidance on managing the risk.

Course Content

This session will cover the following topics:

  • The regulatory requirements
  • The difference between outsourcing and procurement
  • The policies, procedures and controls to manage the risk

Course Benefits

This session will benefit anyone who is involved with or is responsible for outsourcing activities or overseeing the potential risks

Next Steps

If you would like to book a place on this course please click on the ‘Book Course’ button to the right of this page and login or register for a user account to complete your booking(s). Any queries please do not hesitate to contact us via [email protected] or call us on 01481 225470.

If no date is scheduled for this course at the present time please click on the ‘Register Interest’ button and login or register for a user account so that we can add you to our course interest register. This register allows us to contact our tutors and finalise dates for a course as soon as we have a few people who have expressed their interest, so the more delegates who register their interest, the sooner we can schedule a particular course.

Course Tutor

  • Cathy Lloyd

    Cathy Lloyd has been in the Banking industry for over 30 years working in the UK, Jersey and Guernsey in both Sales and Relationship Management roles and Compliance and Financial Crime roles. Cathy also has had responsibility for teams based in Isle of Man, Gibraltar and Luxembourg and has experience of their AML legislation. With substantial knowledge and experience of the regulatory frameworks and legislation in Guernsey and Jersey Cathy can provide a broad range of Compliance, Financial Crime, Governance, Conduct and Data Protection services.
    Cathy is a Fellow of the ICA (International Compliance Association), a member of the Institute of Directors having completed the certificate in Company Direction and Diploma and is a certified GDPR practitioner through IT Governance.
    She has held various regulatory roles including Compliance Officer, MLCO and MLRO and also an Approved Person (CF11) with the FCA (Financial Conduct Authority) and is on the Committee for the Guernsey Association of Compliance Officers.

Upcoming Courses

Some courses we run are scheduled based on demand. Please ensure you register your interest to ensure we know which courses you would like to attend.