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Finance, AML & Compliance

The Guernsey MLRO/MLCO Masterclass

Course details

Start Date

28 March 2023

CPD Points

3.5

Cost

£195

Length

Half day (09:00-12:30)

Location

GTA University Centre

Course Overview

This masterclass details the roles and responsibilities of the MLRO and MLCO within the Guernsey Financial Services Industry. The session will provide you with a thorough understanding of duties to be undertaken under the new requirements of the Guernsey Financial Services Commission’s Handbook for Financial Crime and to enhance the application of the anti-money laundering regime.

Course Content

Topics covered will include:

  • GFSC Regulatory Requirements
  • Responsibilities of Senior Management and the Board of Directors
  • The handling of internal disclosures of suspicious activity
  • The making of high quality external disclosures to the FIS
  • The handling of production and restraining orders including, but not limited to, the requirements of the Relevant Enactments and how to respond to court orders
  • Liaising with the Commission and law enforcement agencies
  • The management of the risk of tipping off
  • Responsibilities for monitoring and testing Policies & Procedures
  • Monitoring and testing of compliance systems and controls in place to detect ML and FT
  • PEPs and Sanctions
  • Case Studies


Course Benefits

After attending the course, you will:

  • Have the ability to explain the difference in the roles and responsibilities of the MLRO and MLCO
  • Be equipped to comply with statutory & regulatory obligations in relation to the role of MLRO/MLCO
  • Understand the money laundering and reporting regime
  • Have gained confidence in dealing with Suspicious Transactions and Activity Reports (STRs/SARs) including consent requests
  • Be able to assist in the development of a firm’s Money Laundering Risk Assessments


Next Steps

If you would like to book a place on this course please click on the ‘Book Course’ button to the right of this page and login or register for a user account to complete your booking(s). Any queries please do not hesitate to contact us via [email protected] or call us on 01481 224570.

If no date is scheduled for this course at the present time please click on the ‘Register Interest’ button and login or register for a user account so that we can add you to our course interest register. This register allows us to contact our tutors and finalise dates for a course as soon as we have a few people who have expressed their interest, so the more delegates who register their interest, the sooner we can schedule a particular course.


Course Tutor

  • Emma Mauger

    Emma Mauger, TEP,Dip (ITM), FICA, Int.dip (COMP), Int.dip (AML), Int.dip (FinCrime).

    Emma has over 20 years’ experience in the Guernsey financial sector and is one of only a handful of people worldwide to hold all three ICA Diplomas delivered via Manchester University: ICA International Diploma in Compliance, in Financial Crime Prevention and in Anti Money Laundering. In addition Emma is a fully qualified STEP member, a certified GDPR Practitioner and a member of the Institute of Directors.

Testimonials

  • Really interesting to hear about recent examples

    Caroline P

    Very informative and engaging. Lindsay's approach was very helpful.

    Christopher L

    Brilliant course. Really informative and interesting. Great tutor and peer discussions.

    Very informative and helpful, great real-life examples and facilitated good group discussion.

    Very friendly staff, clean and inviting facilities, sufficiently warm training rooms.

    Claire C

  • Lindsay made it fun and informative.

    Sofia A

Really interesting to hear about recent examples

Caroline P

Very informative and engaging. Lindsay's approach was very helpful.

Christopher L

Brilliant course. Really informative and interesting. Great tutor and peer discussions.

Very informative and helpful, great real-life examples and facilitated good group discussion.

Very friendly staff, clean and inviting facilities, sufficiently warm training rooms.

Claire C

Lindsay made it fun and informative.

Sofia A

Upcoming Courses

Some courses we run are scheduled based on demand. Please ensure you register your interest to ensure we know which courses you would like to attend.