Sign up to our mailing list

Sign up for more info including course updates,
upcoming courses and the latest news from GTA

Search

Finance, AML & Compliance

Conflicts of Interest (online)

Course details

Cost

£75

Length

Self-paced – 12 weeks access to materials. Expected training time 45 minutes

Course Overview

This course is intended as conduct training for this important area of conduct requirements.

It is relevant for all sectors of Guernsey regulated financial services business and includes examples relevant to all sectors. The course is specifically based on Guernsey regulatory and legal requirements.

Course Content

This course will cover:

  • How to identify potential conflicts of interest, with examples to work out
  • Examples of conflicts between interests of the firm, clients and individuals
  • Laws and Regulations on conflicts
  • Managing conflicts by disclosure and other means – example scenarios
  • Internal responsibilities within a firm

Course Benefits

The course will help you to identify when potential conflicts of interest exist, to manage them, and to understand a regulated firm’s responsibilities.

It includes animated content, with graphics and Q&A for you to answer through the session.

Complete the course at your own convenience and speed – progress is saved if you take a break.

Assessment

Initial and final assessments test the user’s understanding and help a firm to measure the effectiveness of training.

Next Steps

If you would like to take this online course, please click on the ‘Register Interest’ button on the right-hand side of this page and we will get back to you regarding the number of delegates interested and the course start date.

Alternatively, for further information, please call us on 224570 or email [email protected]

Course Tutor

  • LMRR Ltd

    LMRR is a Guernsey-based risk and compliance consultancy firm which was established in 2007. LMRR provides specialist regulatory risk and compliance services and training to:
    • Regulated finance businesses
    • Lawyers, accountants and estate agents
    • Financial services regulators and other public sector bodies

Upcoming Courses

Some courses we run are scheduled based on demand. Please ensure you register your interest to ensure we know which courses you would like to attend.