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Finance, AML & Compliance

Conflicts of Interest in the Guernsey Financial Services Sector

Course details

CPD Points

3

Cost

£195

Length

Half day (09:00-12:00)

Course Overview

This half day course will explain the meaning of a Conflict of Interest. You will learn the regulatory requirements in relation to Conflicts of Interest, how to identify potential conflicts and how to manage them.

Course Content

  • Defining Conflicts of Interest
  • Corporate governance requirements
  • Identification & management
  • What is considered inappropriate entertainment?
  • Disclosure
  • Senior management responsibilities
  • Personal conflicts in the workplace

Course Benefits

A potential conflict exists when there is a possibility that an individual’s outside financial interests could directly and significantly affect the individual’s professional actions or decisions.

Knowing how to define a conflict of interest isn’t always easy. On occasions, people can have a conflict of interest without realising it which can affect a business in many ways.

After attending the course, you will be able to identify conflicts within the workplace, understand your Conflicts of Interest Policy and know how and when to disclose conflicts.

Next Steps

If you would like to book a place on this course please click on the ‘Book Course’ button to the right of this page and login or register for a user account to complete your booking(s). Any queries please do not hesitate to contact us via [email protected] or call us on 01481 721555.

If no date is scheduled for this course at the present time please click on the ‘Register Interest’ button and login or register for a user account so that we can add you to our course interest register. This register allows us to contact our tutors and finalise dates for a course as soon as we have a few people who have expressed their interest, so the more delegates who register their interest, the sooner we can schedule a particular course.

Course Tutor

  • Lindsay Fox

    Lindsay Fox is the founder of Platinum Compliance (Guernsey) Limited.
    With over 33 years in the Guernsey financial services industry, Lindsay has experienced a variety of roles throughout her career, including Asset Management, Fund Administration, New Business, Global Custody, Credit Risk, Banking and Training, as well as involvement in GFSC visits, resulting in a thorough understanding of industry needs from a regulatory perspective.

    Lindsay holds the Institute of Directors (IOD) Diploma in Company Direction, the International Compliance Association (ICA) Diploma in Compliance (Distinction), the Institute of Chartered Secretaries and Administrators (ICSA) Certificate in Offshore Finance and Administration and the Securities and Investments Institute's (SII) Investment Administration Qualification (IAQ).

    For more information, please visit www.platinumcompliance.co.uk

Upcoming Courses

Some courses we run are scheduled based on demand. Please ensure you register your interest to ensure we know which courses you would like to attend.