The aim of this session is to set out the role of an effective CMP in ensuring a regulated firm fulfils its regulatory objectives. The session will focus on the practical aspects of developing a CMP that meets the needs of the business and makes the best use of the resources available together with the importance of producing meaningful management information from the results.
During this session you will cover:
The value and importance of a well constructed Compliance Monitoring Programme
How to map a CMP to internal and external framework
The importance of clear and regular reporting to senior management
Learn how the CMP and BRA interact
Keeping a CMP up to date
There is no one right way to construct a CMP but attendees will leave the session with insights and tools that will help them make the best use of the resources available to them to develop, or enhance, their own monitoring programme.
If you would like to book a place on this course please click on the ‘Book Course’ button to the right of this page and login or register for a user account to complete your booking(s). Any queries please do not hesitate to contact us via [email protected] or call us on 01481 225470.
If no date is scheduled for this course at the present time please click on the ‘Register Interest’ button and login or register for a user account so that we can add you to our course interest register. This register allows us to contact our tutors and finalise dates for a course as soon as we have a few people who have expressed their interest, so the more delegates who register their interest, the sooner we can schedule a particular course.