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Finance, AML & Compliance

Board and Senior Management – Anti-Financial Crime Training (online)

Course details

Cost

£120

Length

Self-paced – 12 weeks access to materials. Expected training time 60 minutes

Course Overview

This course is intended as additional anti-financial crime training for “Board and senior management” under the GFSC Handbook on Countering Financial Crime and Terrorist Financing.It supplements the Handbook and Schedule 3 and Reporting Requirements courses and focusses on senior management responsibilities for Business Risk Assessments, policies, procedures and controls, and other governance responsibilities.

It is written specifically for the senior management of businesses which need to comply with the Guernsey Handbook and Schedule 3.It is relevant for licensed financial services businesses and for professional firms registered as prescribed businesses.

Course Content

This course will cover:

  • Corporate governance
  • Business Risk Assessments
  • Risk Appetite Statements
  • Policies, procedures, and controls
  • Combatting proliferation and proliferation financing of weapons of mass destruction
  • Guernsey’s legal AML/CFT framework for senior management.

There is a downloadable Relevant Laws summary for easy reference.

Course Benefits

The course focusses on senior management responsibilities and what those mean in practice.

It includes examples of different approaches to BRAs and defining and recording risk appetite along with a discussion of differences between policies, procedures and controls, how they work and how senior management can review their effectiveness.

Complete the course at your own convenience and speed – progress is saved if you take a break.

Assessment

Initial and final assessments test the user’s understanding and help a firm to measure the effectiveness of training.

Next Steps

If you would like to take this online course, please click on the ‘Register Interest’ button on the right-hand side of this page and we will get back to you regarding the number of delegates interested and the course start date.

Alternatively, for further information, please call us on 224570 or email [email protected]

Course Tutor

  • LMRR Ltd

    LMRR is a Guernsey-based risk and compliance consultancy firm which was established in 2007. LMRR provides specialist regulatory risk and compliance services and training to:
    • Regulated finance businesses
    • Lawyers, accountants and estate agents
    • Financial services regulators and other public sector bodies

Upcoming Courses

Some courses we run are scheduled based on demand. Please ensure you register your interest to ensure we know which courses you would like to attend.