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Director Development

Practical Learnings from Recent Enforcement Cases

Course details

Start Date

4 May 2023

CPD Points





Half day (09:30-12:00)


GTA University Centre

Course Overview

Join us for an interactive discussion on the key practical learnings that can be gleaned from the recent enforcement cases in Guernsey and Jersey.

We will look at public statements to identify what actions you can take and what measures you can apply in your role and in your firm.

Course Content

During this session you will cover:

  • Recent enforcement cases in the Channel Islands
  • Enforcement in other jurisdictions which may be relevant
  • What went wrong?
  • What are the common trends?
  • Actions you can take to manage these risks within your own firm

Course Benefits

This course has been designed to give a practical overview in the area of regulatory enforcement to ensure that your knowledge is up-to-date with the latest action and trends and to ensure that your policies and procedures are current in light of any such action. This course is for individuals who are holding supervised roles or who are looking to move into a supervised role or those holding director or non-executive director roles in relation to supervised entities.

Next Steps

If you would like to book a place on this course please click on the ‘Book Course’ button to the right of this page and login or register for a user account to complete your booking(s). Any queries please do not hesitate to contact us via [email protected] or call us on 01481 224570.

If no date is scheduled for this course at the present time please click on the ‘Register Interest’ button and login or register for a user account so that we can add you to our course interest register. This register allows us to contact our tutors and finalise dates for a course as soon as we have a few people who have expressed their interest, so the more delegates who register their interest, the sooner we can schedule a particular course.

Course Tutor

  • Cathy Lloyd

    Cathy Lloyd has been in the Banking industry for over 30 years working in the UK, Jersey and Guernsey in both Sales and Relationship Management roles and Compliance and Financial Crime roles. Cathy also has had responsibility for teams based in Isle of Man, Gibraltar and Luxembourg and has experience of their AML legislation. With substantial knowledge and experience of the regulatory frameworks and legislation in Guernsey and Jersey Cathy can provide a broad range of Compliance, Financial Crime, Governance, Conduct and Data Protection services.
    Cathy is a Fellow of the ICA (International Compliance Association), a member of the Institute of Directors having completed the certificate in Company Direction and Diploma and is a certified GDPR practitioner through IT Governance.
    She has held various regulatory roles including Compliance Officer, MLCO and MLRO and also an Approved Person (CF11) with the FCA (Financial Conduct Authority) and is on the Committee for the Guernsey Association of Compliance Officers.

Upcoming Courses

Some courses we run are scheduled based on demand. Please ensure you register your interest to ensure we know which courses you would like to attend.