Join us for an interactive discussion on the key practical learnings that can be gleaned from the recent enforcement cases in Guernsey and Jersey.
We will look at public statements to identify what actions you can take and what measures you can apply in your role and in your firm.
During this session you will cover:
- Recent enforcement cases in the Channel Islands
- Enforcement in other jurisdictions which may be relevant
- What went wrong?
- What are the common trends?
- Actions you can take to manage these risks within your own firm
This course has been designed to give a practical overview in the area of regulatory enforcement to ensure that your knowledge is up-to-date with the latest action and trends and to ensure that your policies and procedures are current in light of any such action. This course is for individuals who are holding supervised roles or who are looking to move into a supervised role or those holding director or non-executive director roles in relation to supervised entities.
If you would like to book a place on this course please click on the ‘Book Course’ button to the right of this page and login or register for a user account to complete your booking(s). Any queries please do not hesitate to contact us via [email protected] or call us on 01481 224570.
If no date is scheduled for this course at the present time please click on the ‘Register Interest’ button and login or register for a user account so that we can add you to our course interest register. This register allows us to contact our tutors and finalise dates for a course as soon as we have a few people who have expressed their interest, so the more delegates who register their interest, the sooner we can schedule a particular course.